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Rumberger Kirk
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Peter J. Tepley

Partner
Birmingham Office
205.721.2816
ptepley@
rumberger.com
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Practices

  • Commercial Litigation
  • Class Actions
  • Securities and Financial Services
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    Profile

    Peter Tepley focuses his practice on commercial litigation. He represents securities broker dealers, including clearing brokers, and their registered representatives in customer, employment, and industry disputes in FINRA arbitrations as well as in state and federal courts. He also represents public and private companies and their officers and directors in a variety of complex business disputes, including business torts and breach of contract cases. Peter defends businesses and individual officers and directors in class actions, including securities class actions. In addition, he represents fiduciaries and other parties in will contest and breach of fiduciary duty cases.

    Pete is the Chair of RumbergerKirk’s Diversity and Inclusion Committee.

    Prior to his legal career, he spent nearly ten years in the computer software industry.

    Details

    • Banking and Financial Institutions

    • National Society of Compliance Professionals (NSCP)
    • Birmingham Inn of Court
    • American Bar Association
      • Co-chair of Securities Arbitration Sub-Committee
    • The National LGBT Bar Association
    • SIFMA Compliance and Legal Society

    University of South Carolina School of Law — J.D., cum laude, 1993

    • Order of the Coif
    • Legislative Editor, South Carolina Environmental Law Journal

    New College of the University of South Florida — B.A., 1981

    • Alabama

    • United States Supreme Court
    • U.S. District Court of South Carolina
    • U. S. District Court of Alabama (Southern, Middle, Northern)
    • U. S. Court of Appeals, 4th, 7th, 9th and 11th Circuits

    • Listed in Mid-South Super Lawyers - General Litigation, 2013, 2014, 2015, 2016, 2017

    • Panelist, "FINRA Arbitration and Enforcement: Current Issues in 2018 and Beyond," The Knowledge Group Webinar, April 5, 2018
    • Co-Author, "FINRA Office of Dispute Resolution Party Portal Now Required," April 2017

    Peter's News and Insights

    Drag
    12.13.2019
    Events

    Peter Tepley to Discuss FINRA Arbitration Hot Topics for 2020

    Peter Tepley will be part of a Live Webcast presented...

    01.18.2019
    Firm News

    Pete Tepley Addresses FINRA’s Heightened Sanction Guidelines

    Pete Tepley was part of a panel for a Knowledge Group, LLC...

    04.11.2018
    Firm News

    Pete Tepley Participates in FINRA Arbitration & Enforcement Webinar

    FINRA Rules and the arbitration landscape are constantly changing. FINRA...

    08.25.2017
    Firm News

    RumbergerKirk Attorneys Selected As 2017 Mid-South Super Lawyers and Rising Stars

    RumbergerKirk is pleased to announce that five of the firm’s...

    04.18.2017
    Securities and Financial Services

    FINRA Office of Dispute Resolution Party Portal Now Required

    Amendments to the Financial Industry Regulatory Authority, Inc.’s ("FINRA’s") Customer...

    04.30.2015
    Firm News

    Seven RumbergerKirk Attorneys Selected As 2015 Alabama Super Lawyers

    BIRMINGHAM – April 30, 2015 – RumbergerKirk is pleased to...

    Offices

    Orlando

    300 South Orange Avenue
    Suite 1400
    Orlando, FL 32801

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    80 Southwest 8th Street
    Suite 3000
    Miami, FL 33130

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    100 North Tampa Street
    Suite 2000
    Tampa, FL 33602

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    Suite 120
    Tallahassee, FL 32301

    Birmingham

    2001 Park Place North
    Suite 1300
    Birmingham, AL 35203

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