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Firm News

What Do We Mean by Diversity and Inclusion, and Why it Matters to Compliance Professionals

During a webinar for the National Society of Compliance Professionals (NSCP), RumbergerKirk partner Pete Tepley...

Events

Reg-Bi and the Future of Compliant Investor Recommendations

Broker-dealers have known about the pending Reg BI deadline since June 2019. While the Coronavirus...

Webinar: Reg-Bi and the Future of Compliant Investor Recommendations
Media Mentions

Boeing Hit With $2M Verdict For Breaching Air Force Bid Deals, Law360

In an article published by Law360 on March 2, 2020, RumbergerKirk attorneys Michael Rediker, Joshua...

Firm News

Peter Tepley Discusses FINRA Arbitration Hot Topics for 2020

As part of a live webcast presented by The Knowledge Group, Peter Tepley discussed the...

Firm News

Pete Tepley Addresses FINRA’s Heightened Sanction Guidelines

Pete Tepley was part of a panel for a Knowledge Group, LLC webinar discussing the implications of the...

Firm News

Pete Tepley Participates in FINRA Arbitration & Enforcement Webinar

FINRA Rules and the arbitration landscape are constantly changing. FINRA members and practitioners must stay...

Firm News

RumbergerKirk Attorneys Selected As 2017 Mid-South Super Lawyers and Rising Stars

RumbergerKirk is pleased to announce that five of the firm’s accomplished attorneys practicing in the...

Firm News

Seven RumbergerKirk Attorneys Selected As 2015 Alabama Super Lawyers

BIRMINGHAM – April 30, 2015 – RumbergerKirk is pleased to announce that seven of the...